Lincoln Investment

Registered investment adviser · Fort Washington, PA · CRD #519

Form ADV data as of 2026-09-01

Regulatory assets

$21.99 billion

Total accounts

199,383

Employees

1,238

Disclosure events

Firm details

Website: https://www.facebook.com/lincolninvestment
Telephone: 215-887-8111
SEC file number: 801-14059
Most recent Form ADV filing: 2026-07-20
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 7 disclosure questions answered Yes, covering 12 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Charged with a felony (past 10 years)
SEC or CFTC found a false statement or omission
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a violation of investment-related regulations or statutes
A self-regulatory organization found a violation of its rules

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$12.95 billion
Non-discretionary regulatory assets under management	$9.05 billion
Total regulatory assets under management	$21.99 billion
Discretionary accounts	103,177
Non-discretionary accounts	96,206
Total accounts	199,383
Regulatory assets under management attributable to non-U.S. persons	$3.6 million

People

Total employees (excluding clerical)	1,238
Employees performing investment advisory functions (including research)	874
Employees who are registered representatives of a broker-dealer	861
Employees registered as investment adviser representatives with a state	864
Employees registered as IARs for another investment adviser	656
Employees who are licensed insurance agents	661
Firms or persons who solicit advisory clients on the firm's behalf	3

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$21.38 billion
Clients for whom the firm has custody	137,154
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	Yes
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	14

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)Commissions

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)

Other business activities

Broker-dealer (registered or unregistered)Insurance broker or agent

Affiliated related persons

Other investment adviser (including financial planners)Accountant or accounting firmLawyer or law firmReal estate broker or dealer

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	133,528	$17.42 billion
High net worth individuals	4,604	$4.30 billion
Pension and profit sharing plans (not the participants or government plans)	15	$30.3 million
Charitable organizations	41	$38.1 million
Corporations or other businesses not listed above	181	$203.0 million