Mariner Advisor Network

Registered investment adviser · Overland Park, KS · CRD #283824

Form ADV data as of 2026-09-01

Regulatory assets

$9.57 billion

Total accounts

27,362

Employees

174

Disclosure events

Firm details

Website: http://www.lighthouse-sa.com
Telephone: 650-571-1934
SEC file number: 801-107913
Most recent Form ADV filing: 2026-05-26
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$9.57 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$9.57 billion
Discretionary accounts	27,362
Non-discretionary accounts	0
Total accounts	27,362
Regulatory assets under management attributable to non-U.S. persons	$171,128

People

Total employees (excluding clerical)	174
Employees performing investment advisory functions (including research)	150
Employees who are registered representatives of a broker-dealer	168
Employees registered as investment adviser representatives with a state	150
Employees registered as IARs for another investment adviser	20
Employees who are licensed insurance agents	133
Firms or persons who solicit advisory clients on the firm's behalf	2

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$1.29 billion
Clients for whom the firm has custody	2,938
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	3

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Accountant or accounting firmLawyer or law firmPension consultant

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	13,898	$3.82 billion
High net worth individuals	2,202	$5.51 billion
Pension and profit sharing plans (not the participants or government plans)	3	$3.5 million
Charitable organizations	54	$126.7 million
Corporations or other businesses not listed above	84	$118.0 million