Maseco Private Wealth

Registered investment adviser · London · CRD #147686

Form ADV data as of 2026-09-01

Regulatory assets

$4.96 billion

Total accounts

5,421

Employees

129

Disclosure events

Firm details

Website: https://www.linkedin.com/company/maseco-private-wealth
Telephone: +44 20 7043 0455
SEC file number: 801-69385
Most recent Form ADV filing: 2026-08-07
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 3 disclosure questions answered Yes, covering 3 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator entered an order in connection with investment-related activity (past 10 years)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$3.69 billion
Non-discretionary regulatory assets under management	$1.27 billion
Total regulatory assets under management	$4.96 billion
Discretionary accounts	4,101
Non-discretionary accounts	1,320
Total accounts	5,421
Regulatory assets under management attributable to non-U.S. persons	$3.79 billion

People

Total employees (excluding clerical)	129
Employees performing investment advisory functions (including research)	24
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	7
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	1
Firms or persons who solicit advisory clients on the firm's behalf	62

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	0

How the firm is compensated

A percentage of assets under management

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops

Other business activities

Insurance broker or agent

Affiliated related persons

Other investment adviser (including financial planners)Trust companyAccountant or accounting firmLawyer or law firmInsurance company or agencyPension consultantSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	2,723	$2.12 billion
High net worth individuals	720	$2.80 billion
Charitable organizations	67	$40.4 million