Natwealth Management

Registered investment adviser · Montreal · CRD #310098

Form ADV data as of 2026-09-01

Regulatory assets

$115.0 million

Total accounts

130

Employees

129

Disclosure events

Firm details

Website: https://www.nbfwm.ca/natwealth.html
Telephone: 833-946-1589
SEC file number: 801-119519
Most recent Form ADV filing: 2025-12-09
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$113.7 million
Non-discretionary regulatory assets under management	$1.3 million
Total regulatory assets under management	$115.0 million
Discretionary accounts	126
Non-discretionary accounts	4
Total accounts	130
Regulatory assets under management attributable to non-U.S. persons	$4.5 million

People

Total employees (excluding clerical)	129
Employees performing investment advisory functions (including research)	109
Employees who are registered representatives of a broker-dealer	6
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementOther

Advisory services offered

Portfolio management for individuals and/or small businessesOther

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Registered security-based swap dealerBanking or thrift institutionTrust companyInsurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	53	$17.7 million
High net worth individuals	44	$89.7 million
Investment companies	40	$0
Corporations or other businesses not listed above	3	$6.4 million
Other	Not reported	$1.3 million