Neuberger Berman Europe Limited

Registered investment adviser · London · CRD #162267

Form ADV data as of 2026-09-01

Regulatory assets

$97.98 billion

Total accounts

241

Employees

312

Disclosure events

Firm details

Website: https://www.x.com/neubergerberman
Telephone: +44 203-214-9000
SEC file number: 801-78140
Most recent Form ADV filing: 2026-05-06
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$97.91 billion
Non-discretionary regulatory assets under management	$76.7 million
Total regulatory assets under management	$97.98 billion
Discretionary accounts	240
Non-discretionary accounts	1
Total accounts	241
Regulatory assets under management attributable to non-U.S. persons	$94.01 billion

People

Total employees (excluding clerical)	312
Employees performing investment advisory functions (including research)	79
Employees who are registered representatives of a broker-dealer	10
Employees registered as investment adviser representatives with a state	10
Employees registered as IARs for another investment adviser	10
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementPerformance-based fees

Advisory services offered

Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Registered municipal advisorCommodity pool operator or commodity trading advisorTrust companyInsurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Receives soft dollar benefits
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Investment companies	1	$109.8 million
Pooled investment vehicles (other than investment companies and BDCs)	177	$71.84 billion
Pension and profit sharing plans (not the participants or government plans)	16	$10.01 billion
Charitable organizations	2	$66.1 million
State or municipal government entities (including government pension plans)	6	$1.95 billion
Other investment advisers	9	$3.99 billion
Insurance companies	16	$4.25 billion
Sovereign wealth funds and foreign official institutions	8	$4.89 billion
Corporations or other businesses not listed above	4	$881.0 million
Other	2	$2.5 million