New England Asset Management, Inc.

Registered investment adviser · Farmington, CT · CRD #105900

Form ADV data as of 2026-09-01

Regulatory assets

$111.72 billion

Total accounts

1,001

Employees

122

Disclosure events

Firm details

Website: https://www.linkedin.com/company/new_england_asset_management/
Telephone: 860-676-8722
SEC file number: 801-22445
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$87.31 billion
Non-discretionary regulatory assets under management	$24.41 billion
Total regulatory assets under management	$111.72 billion
Discretionary accounts	798
Non-discretionary accounts	203
Total accounts	1,001
Regulatory assets under management attributable to non-U.S. persons	$8.85 billion

People

Total employees (excluding clerical)	122
Employees performing investment advisory functions (including research)	56
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
Client funds and securities held in the firm's custody	$0
Clients for whom the firm has custody	0
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	0

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters

Affiliated related persons

Other investment adviser (including financial planners)Sponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients

Client types

Type of client	Clients	Assets
High net worth individuals	Not reported	$41.3 million
Pooled investment vehicles (other than investment companies and BDCs)	3	$51.6 million
Pension and profit sharing plans (not the participants or government plans)	Not reported	$12.3 million
State or municipal government entities (including government pension plans)	14	$15.23 billion
Insurance companies	128	$96.38 billion