Newton Investment Management North America
Registered investment adviser · Boston, MA · CRD #312937
Form ADV data as of 2026-09-01Regulatory assets
$59.16 billion
Total accounts
160
Employees
88
Disclosure events
4
Firm details
- Website: https://www.newtonim.com/us-institutional/
- Telephone: (617) 248-3000
- SEC file number: 801-120501
- Most recent Form ADV filing: 2026-05-29
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $58.90 billion |
| Non-discretionary regulatory assets under management | $257.4 million |
| Total regulatory assets under management | $59.16 billion |
| Discretionary accounts | 158 |
| Non-discretionary accounts | 2 |
| Total accounts | 160 |
| Regulatory assets under management attributable to non-U.S. persons | $13.25 billion |
People
| Total employees (excluding clerical) | 88 |
| Employees performing investment advisory functions (including research) | 55 |
| Employees who are registered representatives of a broker-dealer | 12 |
| Employees registered as investment adviser representatives with a state | 11 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 9 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $33.47 billion |
| Clients for whom a related person has custody | 86 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | Yes |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities for which it serves as underwriter or general partner
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | 1 | $38.3 million |
| Investment companies | 41 | $35.88 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 58 | $16.76 billion |
| Pension and profit sharing plans (not the participants or government plans) | 24 | $3.39 billion |
| Charitable organizations | 5 | $389.1 million |
| State or municipal government entities (including government pension plans) | 22 | $1.95 billion |
| Other investment advisers | 7 | $464.1 million |
| Insurance companies | 1 | $220.4 million |
| Corporations or other businesses not listed above | 1 | $64.2 million |