Oneascent Investment Solutions, LLC
Registered investment adviser · Birmingham, AL · CRD #285512
Form ADV data as of 2026-09-01Regulatory assets
$987.2 million
Total accounts
47
Employees
27
Disclosure events
1
Firm details
- Telephone: 2053139142
- SEC file number: 801-110054
- Most recent Form ADV filing: 2026-03-12
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $987.2 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $987.2 million |
| Discretionary accounts | 47 |
| Non-discretionary accounts | 0 |
| Total accounts | 47 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 27 |
| Employees performing investment advisory functions (including research) | 9 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities for which it serves as underwriter or general partner
- Recommends brokers or dealers to clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 6 | $1.9 million |
| High net worth individuals | 3 | $13.4 million |
| Investment companies | 5 | $815.9 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 5 | $155.2 million |
| Corporations or other businesses not listed above | 1 | $850,444 |