Pgim Limited
Registered investment adviser · London · CRD #160005
Form ADV data as of 2026-09-01Regulatory assets
$76.45 billion
Total accounts
276
Employees
299
Disclosure events
0
Firm details
- Website: https://www.linkedin.com/company/pgim-investments
- Telephone: +44 (0) 207 766 2400
- SEC file number: 801-73882
- Most recent Form ADV filing: 2026-08-25
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $76.45 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $76.45 billion |
| Discretionary accounts | 276 |
| Non-discretionary accounts | 0 |
| Total accounts | 276 |
| Regulatory assets under management attributable to non-U.S. persons | $59.64 billion |
People
| Total employees (excluding clerical) | 299 |
| Employees performing investment advisory functions (including research) | 146 |
| Employees who are registered representatives of a broker-dealer | 6 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $149.9 million |
| Clients for whom the firm has custody | 1 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $8.95 billion |
| Clients for whom a related person has custody | 13 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 21 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | 0 | $870.2 million |
| Banking or thrift institutions | 11 | $1.43 billion |
| Investment companies | 31 | $2.51 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 92 | $21.97 billion |
| Pension and profit sharing plans (not the participants or government plans) | 71 | $14.65 billion |
| Charitable organizations | 0 | $3.6 million |
| State or municipal government entities (including government pension plans) | 13 | $650.9 million |
| Other investment advisers | 9 | $1.62 billion |
| Insurance companies | 16 | $2.20 billion |
| Sovereign wealth funds and foreign official institutions | 26 | $29.23 billion |
| Corporations or other businesses not listed above | 5 | $1.32 billion |