Pinestone Asset Management Inc.
Registered investment adviser · Montreal, Quebec · CRD #317431
Form ADV data as of 2026-09-01Regulatory assets
$54.13 billion
Total accounts
99
Employees
46
Disclosure events
0
Firm details
- Website: http://www.pinestoneam.com
- Telephone: 438-793-0444
- SEC file number: 801-122764
- Most recent Form ADV filing: 2026-03-30
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $50.50 billion |
| Non-discretionary regulatory assets under management | $3.64 billion |
| Total regulatory assets under management | $54.13 billion |
| Discretionary accounts | 88 |
| Non-discretionary accounts | 11 |
| Total accounts | 99 |
| Regulatory assets under management attributable to non-U.S. persons | $38.68 billion |
People
| Total employees (excluding clerical) | 46 |
| Employees performing investment advisory functions (including research) | 13 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $878.2 million |
| Clients for whom the firm has custody | 19 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| Client funds and securities held in a related person's custody | $0 |
| Clients for whom a related person has custody | 0 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Receives soft dollar benefits
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Investment companies | 7 | $3.77 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 49 | $35.40 billion |
| Pension and profit sharing plans (not the participants or government plans) | 12 | $4.75 billion |
| Charitable organizations | Not reported | $13.7 million |
| State or municipal government entities (including government pension plans) | 8 | $4.25 billion |
| Other investment advisers | 10 | $4.31 billion |
| Corporations or other businesses not listed above | Not reported | $291.5 million |
| Other | 9 | $1.34 billion |