Pnc Wealth Management
Registered investment adviser · Pittsburgh, PA · CRD #129052
Form ADV data as of 2026-09-01Regulatory assets
$30.27 billion
Total accounts
164,103
Employees
1,713
Disclosure events
23
Firm details
- Website: https://www.linkedin.com/showcase/pncwealthmanagement/
- Telephone: 800-762-6111
- SEC file number: 801-66195
- Most recent Form ADV filing: 2026-06-30
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 9 disclosure questions answered Yes, covering 23 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a false statement or omission
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
- Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
- Another regulator denied, suspended, or revoked a registration or restricted activity
- A self-regulatory organization found a violation of its rules
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $28.20 billion |
| Non-discretionary regulatory assets under management | $2.07 billion |
| Total regulatory assets under management | $30.27 billion |
| Discretionary accounts | 161,518 |
| Non-discretionary accounts | 2,585 |
| Total accounts | 164,103 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 1,713 |
| Employees performing investment advisory functions (including research) | 825 |
| Employees who are registered representatives of a broker-dealer | 1,709 |
| Employees registered as investment adviser representatives with a state | 1,113 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 1,110 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $0 |
| Clients for whom the firm has custody | 0 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Brokers or dealers selected under 8.C.(3) are related persons
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 157,700 | $24.04 billion |
| High net worth individuals | 3,185 | $5.36 billion |
| Pension and profit sharing plans (not the participants or government plans) | 2,495 | $450.0 million |
| Charitable organizations | 174 | $105.5 million |
| Corporations or other businesses not listed above | 506 | $299.4 million |
| Other | 45 | $16.1 million |