Precise Investment Management, Inc.
Registered investment adviser · Highland Park, IL · CRD #282557
Form ADV data as of 2026-11-01Regulatory assets
$349.2 million
Total accounts
80
Employees
8
Disclosure events
3
Firm details
- Telephone: 702-906-0940
- SEC file number: 801-124750
- Most recent Form ADV filing: 2026-09-29
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 3 disclosure questions answered Yes, covering 3 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a violation of its regulations or statutes
- A self-regulatory organization found a violation of its rules
- A court enjoined the firm in connection with investment-related activity (past 10 years)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $349.2 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $349.2 million |
| Discretionary accounts | 80 |
| Non-discretionary accounts | 0 |
| Total accounts | 80 |
| Regulatory assets under management attributable to non-U.S. persons | $260.8 million |
People
| Total employees (excluding clerical) | 8 |
| Employees performing investment advisory functions (including research) | 6 |
| Employees who are registered representatives of a broker-dealer | 8 |
| Employees registered as investment adviser representatives with a state | 8 |
| Employees registered as IARs for another investment adviser | 7 |
| Employees who are licensed insurance agents | 2 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 25 | $20.0 million |
| High net worth individuals | 17 | $40.6 million |
| Corporations or other businesses not listed above | 46 | $288.6 million |