Prudent Investor Advisors, LLC
Registered investment adviser · Folsom, CA · CRD #121922
Form ADV data as of 2026-09-01Regulatory assets
$1.30 billion
Total accounts
238
Employees
4
Disclosure events
0
Firm details
- Website: https://prudentllc.com/
- Telephone: 866-446-1848
- SEC file number: 801-63481
- Most recent Form ADV filing: 2026-03-26
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $171.5 million |
| Non-discretionary regulatory assets under management | $1.13 billion |
| Total regulatory assets under management | $1.30 billion |
| Discretionary accounts | 191 |
| Non-discretionary accounts | 47 |
| Total accounts | 238 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 4 |
| Employees performing investment advisory functions (including research) | 4 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 4 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 1 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 153 | $40.3 million |
| High net worth individuals | 26 | $95.9 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 1 | $137.4 million |
| Pension and profit sharing plans (not the participants or government plans) | 30 | $615.6 million |
| Charitable organizations | 10 | $34.2 million |
| State or municipal government entities (including government pension plans) | 7 | $378.3 million |
| Corporations or other businesses not listed above | 3 | $428,344 |