Quantitative Asset Management, LLC

Registered investment adviser · Minnetonka, MN · CRD #143279

Form ADV data as of 2026-09-01

Regulatory assets

$187.4 million

Total accounts

155

Employees

Disclosure events

Firm details

Website: http://www.qamgmt.com
Telephone: 952-476-7855
SEC file number: 801-67607
Most recent Form ADV filing: 2026-03-27
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$187.4 million
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$187.4 million
Discretionary accounts	155
Non-discretionary accounts	0
Total accounts	155
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	2
Employees performing investment advisory functions (including research)	2
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	2
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for individuals and/or small businesses

Other business activities

Broker-dealer (registered or unregistered)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealer

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Receives soft dollar benefits

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	109	$36.1 million
High net worth individuals	44	$137.9 million
Charitable organizations	2	$13.4 million