Quint Capital Management

Registered investment adviser · New York, NY · CRD #26586

Form ADV data as of 2026-11-01

Regulatory assets

$875.0 million

Total accounts

Employees

Disclosure events

Firm details

Website: https://www.linkedin.com/company/quint-capital/
Telephone: 212-682-5090
SEC file number: 801-128990
Most recent Form ADV filing: 2026-09-28
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 5 disclosure questions answered Yes, covering 6 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
Another regulator denied, suspended, or revoked a registration or restricted activity
A self-regulatory organization found a false statement or omission
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$750.0 million
Non-discretionary regulatory assets under management	$125.0 million
Total regulatory assets under management	$875.0 million
Discretionary accounts	60
Non-discretionary accounts	25
Total accounts	85
Regulatory assets under management attributable to non-U.S. persons	$125.0 million

People

Total employees (excluding clerical)	15
Employees performing investment advisory functions (including research)	9
Employees who are registered representatives of a broker-dealer	12
Employees registered as investment adviser representatives with a state	9
Employees registered as IARs for another investment adviser	2
Employees who are licensed insurance agents	6
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
Client funds and securities held in the firm's custody	$1,577
Clients for whom the firm has custody	13
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for individuals and/or small businesses

Other business activities

Broker-dealer (registered or unregistered)Registered representative of a broker-dealerInsurance broker or agentOther financial product salesperson

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerInsurance company or agencySponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest

Client types

Type of client	Clients	Assets
High net worth individuals	60	$750.0 million
Pension and profit sharing plans (not the participants or government plans)	20	$125.0 million