Rational Advisors, Inc.

Registered investment adviser · San Juan, PR · CRD #111452

Form ADV data as of 2026-09-01

Regulatory assets

$2.56 billion

Total accounts

Employees

Disclosure events

Firm details

Website: http://catalyst-insights.com
Telephone: 6467578387
SEC file number: 801-60176
Most recent Form ADV filing: 2026-05-08
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 15 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a false statement or omission
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$2.56 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$2.56 billion
Discretionary accounts	13
Non-discretionary accounts	0
Total accounts	13
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	17
Employees performing investment advisory functions (including research)	8
Employees who are registered representatives of a broker-dealer	1
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$9.7 million
Clients for whom a related person has custody	1
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	2

How the firm is compensated

A percentage of assets under managementPerformance-based fees

Advisory services offered

Portfolio management for investment companiesPortfolio management for pooled investment vehiclesEducational seminars/workshops

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends brokers or dealers to clients
Receives soft dollar benefits

Client types

Type of client	Clients	Assets
Investment companies	12	$2.55 billion
Pooled investment vehicles (other than investment companies and BDCs)	1	$9.7 million