Resolution Capital (US) Limited
Registered investment adviser · Rye Brook, NY · CRD #298109
Form ADV data as of 2026-11-01Regulatory assets
$1.98 billion
Total accounts
19
Employees
2
Disclosure events
0
Firm details
- Website: https://au.linkedin.com/company/resolution-capital-limited
- Telephone: 1-914-697-7511
- SEC file number: 801-114218
- Most recent Form ADV filing: 2026-09-28
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $1.98 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $1.98 billion |
| Discretionary accounts | 19 |
| Non-discretionary accounts | 0 |
| Total accounts | 19 |
| Regulatory assets under management attributable to non-U.S. persons | $1.81 billion |
People
| Total employees (excluding clerical) | 2 |
| Employees performing investment advisory functions (including research) | 2 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Pooled investment vehicles (other than investment companies and BDCs) | 7 | $1.28 billion |
| Pension and profit sharing plans (not the participants or government plans) | 4 | $251.7 million |
| State or municipal government entities (including government pension plans) | Not reported | $66.1 million |
| Corporations or other businesses not listed above | 7 | $385.5 million |