Royal Fund Management, LLC

Registered investment adviser · Lady Lake, FL · CRD #144434

Form ADV data as of 2026-09-01

Regulatory assets

$1.56 billion

Total accounts

11,041

Employees

Disclosure events

Firm details

Website: https://www.instagram.com/401kmaneuver/
Telephone: 352-750-1637
SEC file number: 801-77918
Most recent Form ADV filing: 2026-08-21
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 5 disclosure questions answered Yes, covering 12 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
Another regulator denied, suspended, or revoked a registration or restricted activity
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$1.45 billion
Non-discretionary regulatory assets under management	$103.2 million
Total regulatory assets under management	$1.56 billion
Discretionary accounts	10,599
Non-discretionary accounts	442
Total accounts	11,041
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	93
Employees performing investment advisory functions (including research)	83
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	83
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	82
Firms or persons who solicit advisory clients on the firm's behalf	10

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	6

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Other

Affiliated related persons

Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	4,565	$1.20 billion
High net worth individuals	375	$332.5 million
Charitable organizations	3	$126,538
Corporations or other businesses not listed above	23	$21.5 million