Samsung Asset Management Company, Ltd.
Registered investment adviser · Seoul · CRD #158319
Form ADV data as of 2026-09-01Regulatory assets
$300.82 billion
Total accounts
1,631
Employees
460
Disclosure events
23
Firm details
- Website: http://mpost.naver.com/my.naver?memberno=3955693
- Telephone: 82-2-3774-7554
- SEC file number: 801-73197
- Most recent Form ADV filing: 2026-04-20
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 5 disclosure questions answered Yes, covering 23 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Convicted of or pled guilty/no contest to an investment-related misdemeanor (past 10 years)
- Charged with an investment-related misdemeanor (past 10 years)
- Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
- Another regulator found a violation of investment-related regulations or statutes
- Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $300.77 billion |
| Non-discretionary regulatory assets under management | $46.9 million |
| Total regulatory assets under management | $300.82 billion |
| Discretionary accounts | 1,630 |
| Non-discretionary accounts | 1 |
| Total accounts | 1,631 |
| Regulatory assets under management attributable to non-U.S. persons | $300.82 billion |
People
| Total employees (excluding clerical) | 460 |
| Employees performing investment advisory functions (including research) | 365 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| Client funds and securities held in the firm's custody | $0 |
| Clients for whom the firm has custody | 0 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 2 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Recommends securities in which it has another proprietary interest
- Executes agency cross transactions involving advisory client securities
- Recommends securities for which it serves as underwriter or general partner
- Brokers or dealers selected under 8.C.(3) are related persons
- Recommends brokers or dealers to clients
- Brokers or dealers recommended under 8.E. are related persons
- Receives soft dollar benefits
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | 2 | $1.69 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 1,030 | $168.78 billion |
| Pension and profit sharing plans (not the participants or government plans) | 1 | $601.5 million |
| State or municipal government entities (including government pension plans) | 3 | $2.05 billion |
| Other investment advisers | 2 | $54.4 million |
| Insurance companies | 20 | $120.18 billion |
| Sovereign wealth funds and foreign official institutions | 1 | $3.26 billion |
| Corporations or other businesses not listed above | 4 | $4.19 billion |