Sanctuary Advisors, LLC

Registered investment adviser · Miami, FL · CRD #226606

Form ADV data as of 2026-09-01

Regulatory assets

$34.88 billion

Total accounts

62,617

Employees

770

Disclosure events

Firm details

Website: https://southernoakwealthgroup.com
Telephone: 317-975-7729
SEC file number: 801-99364
Most recent Form ADV filing: 2026-08-19
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

A self-regulatory organization found a violation of its rules

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$33.25 billion
Non-discretionary regulatory assets under management	$1.63 billion
Total regulatory assets under management	$34.88 billion
Discretionary accounts	61,677
Non-discretionary accounts	940
Total accounts	62,617
Regulatory assets under management attributable to non-U.S. persons	$384.8 million

People

Total employees (excluding clerical)	770
Employees performing investment advisory functions (including research)	396
Employees who are registered representatives of a broker-dealer	436
Employees registered as investment adviser representatives with a state	396
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	251
Firms or persons who solicit advisory clients on the firm's behalf	15

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$13.14 billion
Clients for whom the firm has custody	15,415
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$13.14 billion
Clients for whom a related person has custody	15,415
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	4

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)Performance-based fees

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Executes agency cross transactions involving advisory client securities
Recommends securities in which it has another sales interest
Brokers or dealers selected under 8.C.(3) are related persons
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Receives soft dollar benefits
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	14,600	$7.89 billion
High net worth individuals	4,425	$22.90 billion
Pension and profit sharing plans (not the participants or government plans)	85	$2.20 billion
Charitable organizations	65	$334.4 million
Corporations or other businesses not listed above	365	$1.56 billion