Sarasin Asset Management Limited

Registered investment adviser · London · CRD #115788

Form ADV data as of 2026-09-01

Regulatory assets

$555.0 million

Total accounts

139

Employees

Disclosure events

Firm details

Website: http://www.sarasinassetmanagement.com
Telephone: +(44)(20)7038 7000
SEC file number: 801-62077
Most recent Form ADV filing: 2026-03-19
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 9 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Charged with a felony (past 10 years)
Another regulator found a violation of investment-related regulations or statutes
A self-regulatory organization found a violation of its rules
A court found involvement in a violation of investment-related statutes or regulations

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$555.0 million
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$555.0 million
Discretionary accounts	139
Non-discretionary accounts	0
Total accounts	139
Regulatory assets under management attributable to non-U.S. persons	$304.0 million

People

Total employees (excluding clerical)	7
Employees performing investment advisory functions (including research)	7
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	1
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$166.4 million
Clients for whom a related person has custody	40
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	7

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients

Affiliated related persons

Other investment adviser (including financial planners)Commodity pool operator or commodity trading advisorBanking or thrift institutionSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
High net worth individuals	118	$390.4 million
Pension and profit sharing plans (not the participants or government plans)	3	$7.2 million
Charitable organizations	4	$71.6 million
Corporations or other businesses not listed above	10	$66.1 million
Other	5	$19.6 million