Sc Asesores En Inversiones Independientes Sa de Cv
Registered investment adviser · Mexico City · CRD #339845
Form ADV data as of 2026-09-01Regulatory assets
$553.4 million
Total accounts
515
Employees
6
Disclosure events
1
Firm details
- Website: https://www.summa-corporation.com/
- Telephone: 5552519309
- SEC file number: 801-135381
- Most recent Form ADV filing: 2026-06-02
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC entered an order in connection with investment-related activity
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $553.4 million |
| Non-discretionary regulatory assets under management | $2,796 |
| Total regulatory assets under management | $553.4 million |
| Discretionary accounts | 514 |
| Non-discretionary accounts | 1 |
| Total accounts | 515 |
| Regulatory assets under management attributable to non-U.S. persons | $1.5 million |
People
| Total employees (excluding clerical) | 6 |
| Employees performing investment advisory functions (including research) | 2 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 14 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 0 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 272 | $75.5 million |
| High net worth individuals | 85 | $186.9 million |
| Banking or thrift institutions | 6 | $20.9 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 2 | $140.1 million |
| Pension and profit sharing plans (not the participants or government plans) | Not reported | $10.9 million |
| Charitable organizations | Not reported | $11.6 million |
| Insurance companies | Not reported | $88.2 million |
| Corporations or other businesses not listed above | 20 | $19.3 million |