Sgl Investment Advisors, Inc.
Registered investment adviser · Missoula, MT · CRD #145167
Form ADV data as of 2026-09-01Regulatory assets
$391.6 million
Total accounts
1,236
Employees
7
Disclosure events
0
Firm details
- Website: http://www.sglinvestmentadvisors.com
- Telephone: 406-721-0999
- SEC file number: 801-80443
- Most recent Form ADV filing: 2026-07-23
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $391.6 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $391.6 million |
| Discretionary accounts | 1,236 |
| Non-discretionary accounts | 0 |
| Total accounts | 1,236 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 7 |
| Employees performing investment advisory functions (including research) | 6 |
| Employees who are registered representatives of a broker-dealer | 5 |
| Employees registered as investment adviser representatives with a state | 5 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 1 |
| Firms or persons who solicit advisory clients on the firm's behalf | 8 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 614 | $132.7 million |
| High net worth individuals | 98 | $206.6 million |
| Charitable organizations | 11 | $28.2 million |
| State or municipal government entities (including government pension plans) | 1 | $4.1 million |
| Corporations or other businesses not listed above | 10 | $20.1 million |