Adviser Record

Shenkman Capital Management, Inc.

Registered investment adviser · New York, NY · CRD #112192

Form ADV data as of 2026-09-01
Regulatory assets
$35.08 billion
Total accounts
173
Employees
146
Disclosure events
0

Firm details

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$35.08 billion
Non-discretionary regulatory assets under management$0
Total regulatory assets under management$35.08 billion
Discretionary accounts173
Non-discretionary accounts0
Total accounts173
Regulatory assets under management attributable to non-U.S. persons$9.03 billion

People

Total employees (excluding clerical)146
Employees performing investment advisory functions (including research)50
Employees who are registered representatives of a broker-dealer0
Employees registered as investment adviser representatives with a state0
Employees registered as IARs for another investment adviser0
Employees who are licensed insurance agents0
Firms or persons who solicit advisory clients on the firm's behalf4

Custody

Has custody of client cash or bank accountsYes
Has custody of client securitiesYes
Client funds and securities held in the firm's custody$7.05 billion
Clients for whom the firm has custody29
A related person has custody of client cash or bank accountsYes
A related person has custody of client securitiesYes
Client funds and securities held in a related person's custody$2.27 billion
Clients for whom a related person has custody15
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo
Number of persons acting as qualified custodians for the firm's clients9

How the firm is compensated

A percentage of assets under managementPerformance-based fees

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersMarket timing services

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Other investment adviser (including financial planners)Commodity pool operator or commodity trading advisorLawyer or law firmSponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Client types

Type of clientClientsAssets
High net worth individuals4$74.8 million
Investment companies3$2.09 billion
Pooled investment vehicles (other than investment companies and BDCs)47$8.97 billion
Pension and profit sharing plans (not the participants or government plans)25$3.16 billion
Charitable organizations17$1.14 billion
State or municipal government entities (including government pension plans)20$8.16 billion
Insurance companies46$6.55 billion
Sovereign wealth funds and foreign official institutions1$16.3 million
Corporations or other businesses not listed above10$4.93 billion