Simplicity Wealth

Registered investment adviser · Summit, NJ · CRD #300572

Form ADV data as of 2026-09-01

Regulatory assets

$4.27 billion

Total accounts

14,045

Employees

424

Disclosure events

Firm details

Website: https://www.taylorwealthandinsurance.com
Telephone: 844-220-8326
SEC file number: 801-114798
Most recent Form ADV filing: 2026-07-08
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 3 disclosure questions answered Yes, covering 7 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
Another regulator denied, suspended, or revoked a registration or restricted activity

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$4.19 billion
Non-discretionary regulatory assets under management	$82.6 million
Total regulatory assets under management	$4.27 billion
Discretionary accounts	14,042
Non-discretionary accounts	3
Total accounts	14,045
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	424
Employees performing investment advisory functions (including research)	190
Employees who are registered representatives of a broker-dealer	24
Employees registered as investment adviser representatives with a state	143
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	105
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	No
Client funds and securities held in the firm's custody	$1.49 billion
Clients for whom the firm has custody	5,504
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	11

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Provides employee compensation specifically for obtaining clients
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	7,811	$1.08 billion
High net worth individuals	645	$634.6 million
Banking or thrift institutions	2	$44.1 million
Other investment advisers	36	$2.51 billion