Slc Management
Registered investment adviser · Wellesley Hills, MA · CRD #109684
Form ADV data as of 2026-09-01Regulatory assets
$76.41 billion
Total accounts
690
Employees
207
Disclosure events
0
Firm details
- Website: https://www.slcmanagement.com
- Telephone: 781-446-1903
- SEC file number: 801-39938
- Most recent Form ADV filing: 2026-03-31
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $66.43 billion |
| Non-discretionary regulatory assets under management | $9.98 billion |
| Total regulatory assets under management | $76.41 billion |
| Discretionary accounts | 631 |
| Non-discretionary accounts | 59 |
| Total accounts | 690 |
| Regulatory assets under management attributable to non-U.S. persons | $40.43 billion |
People
| Total employees (excluding clerical) | 207 |
| Employees performing investment advisory functions (including research) | 108 |
| Employees who are registered representatives of a broker-dealer | 19 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $800.8 million |
| Clients for whom the firm has custody | 5 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $980.9 million |
| Clients for whom a related person has custody | 4 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 9 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | 2 | $4.8 million |
| Investment companies | 5 | $2.53 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 5 | $1.24 billion |
| Pension and profit sharing plans (not the participants or government plans) | 110 | $5.97 billion |
| Charitable organizations | 5 | $84.2 million |
| State or municipal government entities (including government pension plans) | 16 | $4.80 billion |
| Other investment advisers | 3 | $3.47 billion |
| Insurance companies | 127 | $57.33 billion |
| Corporations or other businesses not listed above | 3 | $503.7 million |
| Other | 4 | $474.6 million |