Sofi Wealth LLC

Registered investment adviser · San Francisco, CA · CRD #167958

Form ADV data as of 2026-09-01

Regulatory assets

$2.05 billion

Total accounts

290,887

Employees

114

Disclosure events

Firm details

Website: https://www.instagram.com/sofi/?hl=en
Telephone: 855-525-7634
SEC file number: 801-78185
Most recent Form ADV filing: 2026-07-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a false statement or omission
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$2.05 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$2.05 billion
Discretionary accounts	290,887
Non-discretionary accounts	0
Total accounts	290,887
Regulatory assets under management attributable to non-U.S. persons	$15.0 million

People

Total employees (excluding clerical)	114
Employees performing investment advisory functions (including research)	15
Employees who are registered representatives of a broker-dealer	114
Employees registered as investment adviser representatives with a state	114
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	5
Firms or persons who solicit advisory clients on the firm's behalf	10

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under management

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Banking or thrift institutionInsurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	254,000	$2.01 billion
High net worth individuals	20	$32.4 million