Sompo Asset Management Co., Ltd.
Registered investment adviser · Tokyo · CRD #286479
Form ADV data as of 2026-09-01Regulatory assets
$25.39 billion
Total accounts
541
Employees
204
Disclosure events
0
Firm details
- Website: https://www.youtube.com/channel/uciqi8n8upjdvrpnnkkzgyfw/about
- Telephone: 81-3-5290-3400
- SEC file number: 801-110538
- Most recent Form ADV filing: 2026-06-12
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $25.39 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $25.39 billion |
| Discretionary accounts | 541 |
| Non-discretionary accounts | 0 |
| Total accounts | 541 |
| Regulatory assets under management attributable to non-U.S. persons | $25.39 billion |
People
| Total employees (excluding clerical) | 204 |
| Employees performing investment advisory functions (including research) | 61 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Receives soft dollar benefits
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | 2 | $14.9 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 295 | $11.79 billion |
| Pension and profit sharing plans (not the participants or government plans) | 220 | $11.26 billion |
| Other investment advisers | 3 | $301.6 million |
| Insurance companies | 8 | $1.92 billion |
| Corporations or other businesses not listed above | 13 | $102.7 million |