Sound Point Commercial Real Estate Finance LLC

Registered investment adviser · New York, NY · CRD #311808

Form ADV data as of 2026-09-01

Regulatory assets

$2.72 billion

Total accounts

Employees

Disclosure events

Firm details

Website: https://cre.soundpointcap.com/
Telephone: 212-895-2280
SEC file number: 801-120570
Most recent Form ADV filing: 2026-04-30
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 5 disclosure questions answered Yes, covering 5 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$2.72 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$2.72 billion
Discretionary accounts	8
Non-discretionary accounts	0
Total accounts	8
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	25
Employees performing investment advisory functions (including research)	19
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	2

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$0
Clients for whom the firm has custody	0
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$252.3 million
Clients for whom a related person has custody	2
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	1

How the firm is compensated

A percentage of assets under managementOther

Advisory services offered

Portfolio management for businesses or institutional clients

Other business activities

Other financial product salesperson

Affiliated related persons

Other investment adviser (including financial planners)Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Client types

Type of client	Clients	Assets
Pooled investment vehicles (other than investment companies and BDCs)	2	$524.9 million
Insurance companies	5	$1.72 billion
Corporations or other businesses not listed above	1	$477.9 million