Stash
Registered investment adviser · New York, NY · CRD #226550
Form ADV data as of 2026-09-01Regulatory assets
$4.92 billion
Total accounts
1,758,044
Employees
124
Disclosure events
0
Firm details
- Website: https://linkedin.com/company/stashfinancial
- Telephone: (800) 205-5164
- SEC file number: 801-96294
- Most recent Form ADV filing: 2026-08-14
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $251.0 million |
| Non-discretionary regulatory assets under management | $4.67 billion |
| Total regulatory assets under management | $4.92 billion |
| Discretionary accounts | 302,339 |
| Non-discretionary accounts | 1,455,705 |
| Total accounts | 1,758,044 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 124 |
| Employees performing investment advisory functions (including research) | 6 |
| Employees who are registered representatives of a broker-dealer | 13 |
| Employees registered as investment adviser representatives with a state | 1 |
| Employees registered as IARs for another investment adviser | 1 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 15,827 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Brokers or dealers selected under 8.C.(3) are related persons
- Recommends brokers or dealers to clients
- Brokers or dealers recommended under 8.E. are related persons
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,138,270 | $4.92 billion |