Stirlingshire Investments
Registered investment adviser · New York, NY · CRD #327779
Form ADV data as of 2026-09-01Regulatory assets
$179.8 million
Total accounts
1,135
Employees
29
Disclosure events
1
Firm details
- Website: https://www.facebook.com/stirlingshireinvestments
- Telephone: 877-600-7026
- SEC file number: 801-128665
- Most recent Form ADV filing: 2026-08-05
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- A self-regulatory organization found a violation of its rules
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $179.8 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $179.8 million |
| Discretionary accounts | 1,135 |
| Non-discretionary accounts | 0 |
| Total accounts | 1,135 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 29 |
| Employees performing investment advisory functions (including research) | 25 |
| Employees who are registered representatives of a broker-dealer | 27 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 4 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 190 | $45.0 million |
| High net worth individuals | 570 | $134.9 million |