Stone Ridge Asset Management LLC

Registered investment adviser · New York, NY · CRD #165598

Form ADV data as of 2026-09-01

Regulatory assets

$36.34 billion

Total accounts

Employees

238

Disclosure events

Firm details

Website: https://www.stoneridgefunds.com
Telephone: 212-257-4750
SEC file number: 801-77228
Most recent Form ADV filing: 2026-08-24
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

A self-regulatory organization found a violation of its rules

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$28.66 billion
Non-discretionary regulatory assets under management	$7.68 billion
Total regulatory assets under management	$36.34 billion
Discretionary accounts	66
Non-discretionary accounts	6
Total accounts	72
Regulatory assets under management attributable to non-U.S. persons	$7.81 billion

People

Total employees (excluding clerical)	238
Employees performing investment advisory functions (including research)	47
Employees who are registered representatives of a broker-dealer	20
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$58.2 million
Clients for whom the firm has custody	2
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$7.53 billion
Clients for whom a related person has custody	18
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	2

How the firm is compensated

A percentage of assets under managementPerformance-based feesOther

Advisory services offered

Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Banking or thrift institutionTrust companyInsurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest

Client types

Type of client	Clients	Assets
Investment companies	17	$9.74 billion
Pooled investment vehicles (other than investment companies and BDCs)	47	$14.16 billion
Insurance companies	7	$12.07 billion
Corporations or other businesses not listed above	1	$362.1 million