Strategic Income Management, LLC
Registered investment adviser · Seattle, WA · CRD #151956
Form ADV data as of 2026-09-01Regulatory assets
$3.14 billion
Total accounts
6
Employees
6
Disclosure events
0
Firm details
- Website: https://www.sim-llc.com
- Telephone: 206-608-3873
- SEC file number: 801-71765
- Most recent Form ADV filing: 2026-08-28
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $3.14 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $3.14 billion |
| Discretionary accounts | 6 |
| Non-discretionary accounts | 0 |
| Total accounts | 6 |
| Regulatory assets under management attributable to non-U.S. persons | $776.7 million |
People
| Total employees (excluding clerical) | 6 |
| Employees performing investment advisory functions (including research) | 3 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 3 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 2 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Investment companies | 1 | $2.07 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 1 | $445.6 million |
| State or municipal government entities (including government pension plans) | 2 | $211.0 million |
| Insurance companies | 1 | $78.0 million |
| Sovereign wealth funds and foreign official institutions | 1 | $331.1 million |