Summit Trail Advisors, LLC

Registered investment adviser · New York, NY · CRD #220519

Form ADV data as of 2026-09-01

Regulatory assets

$19.94 billion

Total accounts

9,778

Employees

Disclosure events

Firm details

Website: http://summittrail.com
Telephone: 212-812-7010
SEC file number: 801-99352
Most recent Form ADV filing: 2026-05-26
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$11.06 billion
Non-discretionary regulatory assets under management	$8.88 billion
Total regulatory assets under management	$19.94 billion
Discretionary accounts	5,100
Non-discretionary accounts	4,678
Total accounts	9,778
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	94
Employees performing investment advisory functions (including research)	31
Employees who are registered representatives of a broker-dealer	25
Employees registered as investment adviser representatives with a state	31
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	3
Firms or persons who solicit advisory clients on the firm's behalf	7

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$5.79 billion
Clients for whom the firm has custody	1,632
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	3

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)Performance-based fees

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Other

Other business activities

Insurance broker or agent

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealer

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends brokers or dealers to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	51	$194.3 million
High net worth individuals	588	$16.33 billion
Pension and profit sharing plans (not the participants or government plans)	38	$16.1 million
Charitable organizations	9	$925.1 million
Corporations or other businesses not listed above	56	$2.47 billion