Tfr Capital

Registered investment adviser · Plano, TX · CRD #333108

Form ADV data as of 2026-09-01

Regulatory assets

$403.1 million

Total accounts

839

Employees

Disclosure events

Firm details

Website: https://tfr-inc.com
Telephone: 800-765-0397
SEC file number: 801-131226
Most recent Form ADV filing: 2026-07-27
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$403.1 million
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$403.1 million
Discretionary accounts	839
Non-discretionary accounts	0
Total accounts	839
Regulatory assets under management attributable to non-U.S. persons	$156,769

People

Total employees (excluding clerical)	9
Employees performing investment advisory functions (including research)	5
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	5
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	4
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	No
Client funds and securities held in the firm's custody	$70.6 million
Clients for whom the firm has custody	98
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	1

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Other

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	180	$82.4 million
High net worth individuals	80	$308.9 million
Pension and profit sharing plans (not the participants or government plans)	3	$1.4 million
Charitable organizations	2	$10.5 million
Corporations or other businesses not listed above	2	$12,486