The Mather Group, LLC

Registered investment adviser · Chicago, IL · CRD #156005

Form ADV data as of 2026-09-01

Regulatory assets

$13.45 billion

Total accounts

15,200

Employees

186

Disclosure events

Firm details

Website: https://www.linkedin.com/company/the-mather-group-llc
Telephone: 888-537-1080
SEC file number: 801-72156
Most recent Form ADV filing: 2026-07-16
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$12.59 billion
Non-discretionary regulatory assets under management	$855.9 million
Total regulatory assets under management	$13.45 billion
Discretionary accounts	14,161
Non-discretionary accounts	1,039
Total accounts	15,200
Regulatory assets under management attributable to non-U.S. persons	$214,229

People

Total employees (excluding clerical)	186
Employees performing investment advisory functions (including research)	97
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	113
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$5.65 billion
Clients for whom the firm has custody	4,433
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	2

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)Other

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	1,897	$1.22 billion
High net worth individuals	2,876	$12.22 billion
Pension and profit sharing plans (not the participants or government plans)	Not reported	$1.5 million
Charitable organizations	Not reported	$1.7 million
Corporations or other businesses not listed above	Not reported	$4.8 million