Transatlantique Private Wealth LLC

Registered investment adviser · New York, NY · CRD #169820

Form ADV data as of 2026-09-01

Regulatory assets

$878.8 million

Total accounts

412

Employees

Disclosure events

Firm details

Website: https://www.linkedin.com/showcase/transatlantique-private-wealth/
Telephone: 212 644 4219
SEC file number: 801-107101
Most recent Form ADV filing: 2026-04-20
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$868.4 million
Non-discretionary regulatory assets under management	$10.4 million
Total regulatory assets under management	$878.8 million
Discretionary accounts	407
Non-discretionary accounts	5
Total accounts	412
Regulatory assets under management attributable to non-U.S. persons	$69.4 million

People

Total employees (excluding clerical)	11
Employees performing investment advisory functions (including research)	10
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	10
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$38.1 million
Clients for whom the firm has custody	14
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$340.7 million
Clients for whom a related person has custody	137
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	4

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Banking or thrift institutionInsurance company or agencyReal estate broker or dealer

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Brokers or dealers selected under 8.C.(3) are related persons
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	64	$32.9 million
High net worth individuals	347	$829.9 million
Charitable organizations	Not reported	$16.0 million