Valic Financial Advisors, Inc.

Registered investment adviser · Houston, TX · CRD #42803

Form ADV data as of 2026-09-01

Regulatory assets

$29.22 billion

Total accounts

293,026

Employees

1,647

Disclosure events

Firm details

Website: http://www.valic.com
Telephone: 866-544-4968
SEC file number: 801-54952
Most recent Form ADV filing: 2026-05-13
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 17 disclosure questions answered Yes, covering 61 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Charged with a felony (past 10 years)
Charged with an investment-related misdemeanor (past 10 years)
SEC or CFTC found a false statement or omission
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC found the firm caused a business to lose or have its authorization restricted
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
Another regulator found a violation of investment-related regulations or statutes
Another regulator found the firm caused a business to lose or have its authorization restricted
Another regulator entered an order in connection with investment-related activity (past 10 years)
Another regulator denied, suspended, or revoked a registration or restricted activity
A self-regulatory organization found a false statement or omission
A self-regulatory organization found a violation of its rules
A self-regulatory organization found the firm caused a business to lose or have its authorization restricted
A self-regulatory organization expelled, suspended, barred, or restricted the firm
Currently subject to a regulatory proceeding that could result in a disclosure under 11.C., 11.D., or 11.E.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$29.22 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$29.22 billion
Discretionary accounts	293,026
Non-discretionary accounts	0
Total accounts	293,026
Regulatory assets under management attributable to non-U.S. persons	$1,798

People

Total employees (excluding clerical)	1,647
Employees performing investment advisory functions (including research)	1,280
Employees who are registered representatives of a broker-dealer	1,381
Employees registered as investment adviser representatives with a state	1,280
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	1,213
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$17.65 billion
Clients for whom a related person has custody	228,719
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	2

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Other

Other business activities

Broker-dealer (registered or unregistered)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorTrust companyInsurance company or agencyReal estate broker or dealerSponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Brokers or dealers selected under 8.C.(3) are related persons
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Compensates a non-employee for client referrals
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	291,076	$26.42 billion
High net worth individuals	1,913	$2.78 billion
Corporations or other businesses not listed above	37	$9.7 million