Vestgen Advisors, LLC

Registered investment adviser · Chicago, IL · CRD #318657

Form ADV data as of 2026-09-01

Regulatory assets

$6.67 billion

Total accounts

22,790

Employees

165

Disclosure events

Firm details

Website: https://www.vestgen.com
Telephone: 312-237-4446
SEC file number: 801-123390
Most recent Form ADV filing: 2026-08-05
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$5.67 billion
Non-discretionary regulatory assets under management	$999.8 million
Total regulatory assets under management	$6.67 billion
Discretionary accounts	19,371
Non-discretionary accounts	3,419
Total accounts	22,790
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	165
Employees performing investment advisory functions (including research)	58
Employees who are registered representatives of a broker-dealer	40
Employees registered as investment adviser representatives with a state	50
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	30
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)

Affiliated related persons

Other investment adviser (including financial planners)Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	21,477	$3.24 billion
High net worth individuals	1,313	$3.43 billion