Vontobel Swiss Financial Advisers

Registered investment adviser · Zurich · CRD #130668

Form ADV data as of 2026-09-01

Regulatory assets

$11.94 billion

Total accounts

3,488

Employees

105

Disclosure events

Firm details

Website: https://www.linkedin.com/company/vontobel/
Telephone: +41-58-2388111
SEC file number: 801-63660
Most recent Form ADV filing: 2026-07-07
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$5.39 billion
Non-discretionary regulatory assets under management	$6.56 billion
Total regulatory assets under management	$11.94 billion
Discretionary accounts	1,959
Non-discretionary accounts	1,529
Total accounts	3,488
Regulatory assets under management attributable to non-U.S. persons	$1.35 billion

People

Total employees (excluding clerical)	105
Employees performing investment advisory functions (including research)	60
Employees who are registered representatives of a broker-dealer	1
Employees registered as investment adviser representatives with a state	6
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	12

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$12.31 billion
Clients for whom the firm has custody	2,362
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$3.56 billion
Clients for whom a related person has custody	501
The firm acts as a qualified custodian	Yes
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	3

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for individuals and/or small businesses

Other business activities

Broker-dealer (registered or unregistered)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorBanking or thrift institutionSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities in which it has another sales interest
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	450	$430.6 million
High net worth individuals	1,875	$9.30 billion
Charitable organizations	6	$76.1 million
Corporations or other businesses not listed above	238	$2.06 billion
Other	14	$73.7 million