Voya Retirement Advisors, LLC

Registered investment adviser · Windsor, CT · CRD #3989

Form ADV data as of 2026-09-01

Regulatory assets

$37.47 billion

Total accounts

7,672

Employees

121

Disclosure events

Firm details

Telephone: (860) 580-2817
SEC file number: 801-57963
Most recent Form ADV filing: 2026-03-06
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

A self-regulatory organization found a violation of its rules

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$37.47 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$37.47 billion
Discretionary accounts	7,672
Non-discretionary accounts	0
Total accounts	7,672
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	121
Employees performing investment advisory functions (including research)	121
Employees who are registered representatives of a broker-dealer	121
Employees registered as investment adviser representatives with a state	121
Employees registered as IARs for another investment adviser	18
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$18.52 billion
Clients for whom a related person has custody	20,304
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	2

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Portfolio management for individuals and/or small businessesPension consulting services

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorBanking or thrift institutionTrust companyInsurance company or agencyPension consultantSponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends securities in which it has another proprietary interest

Client types

Type of client	Clients	Assets
Banking or thrift institutions	70	$2.30 billion
State or municipal government entities (including government pension plans)	175	$7.29 billion
Corporations or other businesses not listed above	7,427	$27.89 billion