Wasatch Advisors LP
Registered investment adviser · Salt Lake City, UT · CRD #106081
Form ADV data as of 2026-09-01Regulatory assets
$23.35 billion
Total accounts
239
Employees
96
Disclosure events
1
Firm details
- Website: https://www.wasatchglobal.com
- Telephone: 801-533-0777
- SEC file number: 801-11095
- Most recent Form ADV filing: 2026-03-16
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $23.35 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $23.35 billion |
| Discretionary accounts | 239 |
| Non-discretionary accounts | 0 |
| Total accounts | 239 |
| Regulatory assets under management attributable to non-U.S. persons | $6.89 billion |
People
| Total employees (excluding clerical) | 96 |
| Employees performing investment advisory functions (including research) | 41 |
| Employees who are registered representatives of a broker-dealer | 17 |
| Employees registered as investment adviser representatives with a state | 42 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $188.0 million |
| Clients for whom the firm has custody | 4 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 2 |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Receives soft dollar benefits
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 9 | $6.5 million |
| High net worth individuals | 51 | $196.4 million |
| Investment companies | 23 | $9.22 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 15 | $5.60 billion |
| Pension and profit sharing plans (not the participants or government plans) | 22 | $1.04 billion |
| Charitable organizations | 50 | $644.5 million |
| State or municipal government entities (including government pension plans) | 27 | $5.54 billion |
| Other investment advisers | 1 | $7.2 million |
| Sovereign wealth funds and foreign official institutions | 2 | $870.9 million |
| Corporations or other businesses not listed above | 39 | $220.5 million |