Wcm Investment Management
Registered investment adviser · Laguna Beach, CA · CRD #104702
Form ADV data as of 2026-09-01Regulatory assets
$96.77 billion
Total accounts
6,728
Employees
102
Disclosure events
0
Firm details
- Website: https://www.linkedin.com/company/wcm-investment-management
- Telephone: 949-380-0200
- SEC file number: 801-11916
- Most recent Form ADV filing: 2026-08-31
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $96.77 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $96.77 billion |
| Discretionary accounts | 6,728 |
| Non-discretionary accounts | 0 |
| Total accounts | 6,728 |
| Regulatory assets under management attributable to non-U.S. persons | $5.4 million |
People
| Total employees (excluding clerical) | 102 |
| Employees performing investment advisory functions (including research) | 44 |
| Employees who are registered representatives of a broker-dealer | 13 |
| Employees registered as investment adviser representatives with a state | 9 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 4 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $10.0 million |
| Clients for whom the firm has custody | 27 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 43 |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 3,991 | $1.84 billion |
| High net worth individuals | 1,720 | $5.59 billion |
| Investment companies | 35 | $34.15 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 128 | $22.78 billion |
| Pension and profit sharing plans (not the participants or government plans) | 102 | $7.20 billion |
| Charitable organizations | 286 | $3.05 billion |
| State or municipal government entities (including government pension plans) | 51 | $8.73 billion |
| Insurance companies | 3 | $462.7 million |
| Sovereign wealth funds and foreign official institutions | 3 | $5.42 billion |
| Corporations or other businesses not listed above | 416 | $7.54 billion |