Wellington Management Japan Pte Ltd

Registered investment adviser · Tokyo · CRD #165192

Form ADV data as of 2026-09-01

Regulatory assets

$17.75 billion

Total accounts

Employees

Disclosure events

Firm details

Website: https://www.linkedin.com/company/wellington-management/
Telephone: 813-5533-0011
SEC file number: 801-77317
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 3 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$17.02 billion
Non-discretionary regulatory assets under management	$725.0 million
Total regulatory assets under management	$17.75 billion
Discretionary accounts	48
Non-discretionary accounts	1
Total accounts	49
Regulatory assets under management attributable to non-U.S. persons	$16.17 billion

People

Total employees (excluding clerical)	65
Employees performing investment advisory functions (including research)	9
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$0
Clients for whom the firm has custody	0
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$345.1 million
Clients for whom a related person has custody	1
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	13

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Performance-based fees

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients

Other business activities

Broker-dealer (registered or unregistered)Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorTrust companySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends brokers or dealers to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Banking or thrift institutions	12	$10.31 billion
Pooled investment vehicles (other than investment companies and BDCs)	7	$2.00 billion
Pension and profit sharing plans (not the participants or government plans)	15	$559.7 million
Other investment advisers	2	$910.2 million
Sovereign wealth funds and foreign official institutions	13	$3.97 billion