Winthrop Partners - Wny, LLC
Registered investment adviser · Orchard, NY · CRD #282100
Form ADV data as of 2026-09-01Regulatory assets
$186.2 million
Total accounts
302
Employees
4
Disclosure events
0
Firm details
- Website: https://www.winthroppartners.com
- Telephone: 716-508-8178
- SEC file number: 801-106948
- Most recent Form ADV filing: 2026-07-22
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $184.3 million |
| Non-discretionary regulatory assets under management | $2.0 million |
| Total regulatory assets under management | $186.2 million |
| Discretionary accounts | 295 |
| Non-discretionary accounts | 7 |
| Total accounts | 302 |
| Regulatory assets under management attributable to non-U.S. persons | $6.1 million |
People
| Total employees (excluding clerical) | 4 |
| Employees performing investment advisory functions (including research) | 4 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 4 |
| Employees registered as IARs for another investment adviser | 2 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 255 | $57.1 million |
| High net worth individuals | 44 | $129.1 million |
| Corporations or other businesses not listed above | 3 | $107 |