Investment advisers in Rochester, NY
24 SEC-registered firms with a main office here.
Form ADV data as of 2026-11-01| Firm | Assets | Employees | Disclosures |
|---|---|---|---|
| Sage, Rutty & Co., Inc. | $3.46 billion | 36 | 0 |
| Howe and Rusling, Inc. | $2.44 billion | 25 | 0 |
| Ashton Thomas Securities, LLC | $1.86 billion | 46 | 0 |
| Novem Group | $1.72 billion | 52 | 0 |
| Whitney & Company | $1.49 billion | 12 | 0 |
| Brighton Securities Corp. | $931.0 million | 26 | 7 |
| Seneca Financial Advisors LLC | $847.2 million | 19 | 0 |
| Prentice Wealth Management LLC | $567.5 million | 14 | 0 |
| Rise Advisors, LLC | $441.2 million | 9 | 0 |
| Lifemark Securities Corp. | $424.9 million | 78 | 10 |
| Indiano Capital Management | $253.8 million | 2 | 0 |
| Boyd Capital | $168.3 million | 3 | 0 |
| W & S Management Services, Inc. | $166.0 million | 4 | 0 |
| Northlanding Financial Partners, LLC | $152.2 million | 2 | 0 |
| Core Alpha, Inc. | $146.1 million | 3 | 0 |
| Fien Capital Management, LLC | $137.7 million | 2 | 0 |
| Layline Advisors | $131.3 million | 4 | 0 |
| Hayes Asset Management, LLC | $116.6 million | 4 | 0 |
| Engleson & Associates | $114.5 million | 4 | 0 |
| Oak Crest Advisory, LLC | $90.2 million | 3 | 0 |
| Rochester Investments | $69.5 million | 1 | 0 |
| Iconoclastic Capital Management LLC | $68.2 million | 5 | 0 |
| Wgs Management Services, Inc | $41.6 million | 1 | 0 |
| Stone Oak Capital LLC | $33.7 million | 2 | 1 |