Adviser Record

Investment advisers in NC

290 SEC-registered firms · $3.03 trillion in regulatory assets · 29 reporting a disciplinary disclosure.

Form ADV data as of 2026-09-01

Cities

All firms

FirmCityAssetsDisclosures
1808 Capital PartnersGreensboro$644.6 million0
A4 Wealth Advisors LLCHuntersville$213.7 million0
Abs Legacy Partners, LLCHickory$670.8 million0
Absher Wealth Management, LLCChapel Hill$1.26 billion0
Accruent Wealth AdvisorsWinston-salem$197.7 million0
Act AdvisorsAsheville$498.9 million0
Adhesion Wealth Advisor SolutionsCharlotte$11.05 billion0
Advisorengine Portfolio Solutions Inc.Raleigh$176.4 million0
Advisorstrust Partners LLCRaleigh$435.3 million0
Aim Advisors, LLCRaleigh$158.2 million0
Alight Financial Advisors, LLCCharlotte$35.05 billion2
Allen Wealth Management, LLCBoone$664.3 million0
Allspring Funds Management, LLCCharlotte$324.65 billion0
Allspring Global Investments, LLCCharlotte$475.78 billion0
Ally Invest AdvisorsCharlotte$1.73 billion4
Alpha Financial Advisors, LLCCharlotte$619.3 million0
Alphastar Capital ManagementCornelius$2.50 billion3
Altamont Capital ManagementAsheville$412.3 million0
Alumina Investment ManagementCharlotte$5.26 billion0
Amphora Wealth Management, LLCChapel Hill$196.2 million0
Arbor Investment AdvisorsWinston-salem$1.29 billion0
Ark Royal Wealth Management LLCRaleigh$169.3 million0
Armor Investment Advisors, LLCRaleigh$356.0 million0
Asana Partners, LPCharlotte$8.35 billion0
Ascendor Wealth, LLCWilmington$145.6 million0
Aspire Private CapitalCornelius$509.7 million4
Atlantic Private Wealth, LLCChapel Hill$894.0 million0
Auctus Advisors LLCCharlotte$612.9 million0
Barings LLCCharlotte$392.75 billion2
Bd Investment Partners, LLCRaleigh$223.7 million0
Beacon Capital Advisory GroupCharlotte$223.5 million0
Beacon Financial Strategies Corp.Raleigh$309.4 million0
Beacon Wealthcare LLCRaleigh$308.3 million0
Bell PartnersGreensboro$6.12 billion0
Biltmore Family Office, LLCCharlotte$3.47 billion0
Blue FinancialCharlotte$145.1 million0
Blue Water Capital Management, LLCApex$159.8 million0
Blueprint Financial AdvisorsCharlotte$1.41 billion1
Blueprint Fund ManagementGreensboro$340.5 million0
Blueprint Investment Partners LLCGreensboro$1.78 billion0
Bluesky Wealth Advisors, LLCNew Bern$1.00 billion0
Bp Asset Management Inc.Charlotte$155.3 million0
Bragg Financial Advisors IncCharlotte$4.67 billion0
Brighthouse Investment Advisers, LLCCharlotte$132.63 billion0
Broad Reach Capital LLCRaleigh$180.5 million0
Broyhill Asset Management, LLCCharlotte$204.5 million0
Bsg AdvisersApex$134.8 million0
Calamita Wealth ManagementCharlotte$138.2 million0
Cannon AdvisorsCharlotte$181.6 million0
Cannon Wealth Management ServicesWinston-salem$245.2 million0
Capital Advisers, Inc.Raleigh$620.0 million0
Capital Investment Advisory Services, LLCRaleigh$2.39 billion2
Capital Investment Counsel IncRaleigh$1.02 billion0
Capital Management LLCGreensboro$383.0 million0
Capitala Private Advisors, LLCCharlotte$505.1 million0
CaptrustRaleigh$1.24 trillion0
Cardinal Capital Management IncRaleigh$1.03 billion0
Carolina Financial Advisors, Inc.Greensboro$240.9 million0
Carolina Wealth Management, Inc.Greenville$798.5 million0
Carousel Capital Management Company, L.P.Charlotte$1.91 billion0
Cascades Capital Asset Management, LLCGreensboro$383.3 million2
Cassia Capital Partners LLCWinston-salem$251.2 million0
Castle Wealth GroupMooresville$00
Charter Wealth ManagementRaleigh$195.6 million0
Churchill Investment Management LLCCharlotte$12.14 billion0
Clearview Wealth ManagementCharlotte$182.4 million0
Collegiate Capital Management, Inc.Raleigh$653.0 million0
Collie Financial Planning, Inc.Black Mountain$162.9 million0
Collwick Funds Gp, LLCCharlotte$439.6 million0
Colony Family Offices, LLCCharlotte$3.36 billion0
Colton Groome Financial Advisors, LLCAsheville$724.9 million0
Comperio Retirement Consulting, Inc.Cary$1.99 billion0
Cordgrass Capital Advisors, LLCRaleigh$729.9 million0
Cornerstone Advisors, LLCAsheville$3.04 billion0
Cornerstone WealthHuntersville$2.49 billion0
Cornerstone Wealth PlanningCharlotte$485.9 million0
Corrum Capital ManagementCharlotte$1.39 billion0
Corrum Capital Management LLCCharlotte$1.39 billion0
Counterweight Private WealthWilmington$207.2 million0
Course Management Investment Advisors, LLCPinehurst$100.3 million0
Crossgen Wealth LLCGreenville$222.8 million0
Crown Wealth Group LLCCharlotte$502.4 million0
Davis Investment Partners, LLCCharlotte$390.0 million0
Defender CapitalCharlotte$510.0 million0
Delegate Advisors, LLCChapel Hill$1.71 billion0
Dolan Capital Advisors, LLCCharlotte$179.1 million0
Dovetail Financial Group LLCWilmington$298.9 million0
Dreher Financial PartnersSouthern Pines$148.2 million0
Eastover Capital ManagementCharlotte$392.3 million0
Emerald Asset Management, Inc.Rocky Mount$120.8 million0
Eqv Advisory, LLCRaleigh$106.8 million0
Eton AdvisorsChapel Hill$1.89 billion0
Evergreen Wealth AdvisorsRaleigh$112.5 million0
Everstar Asset Management, LLCMooresville$336.7 million0
Falfurrias Management Partners LPCharlotte$3.71 billion0
Family Legacy Financial Solutions, LLCCary$174.5 million0
Family Wealth Partners, LLCMatthews$392.4 million0
Fc Capital Management LLCCharlotte$1.61 billion0
Fca Partners, LLCCharlotte$910.3 million0
Financial Symmetry Inc.Raleigh$1.54 billion0
Findicia, Inc.Raleigh$00
First Citizens Asset Management, IncRaleigh$465.1 million5
First Citizens Investor Services, Inc.Raleigh$2.63 billion5
First Financial GroupRaleigh$317.0 million0
First Oak Wealth Management, LLCRaleigh$316.2 million2
First Tryon AdvisorsCharlotte$1.01 billion0
Five Points Capital LLCWinston-salem$1.45 billion0
Forest CapitalCharlotte$143.2 million0
Fortress Private Ledger, LLCRaleigh$584.0 million0
Founders Financial Alliance, LLCRaleigh$1.19 billion0
Franklin Street Advisors Inc.Chapel Hill$4.53 billion3
Frazier Financial Consultants, LLCChapel Hill$196.0 million0
Front Porch Financial AdvisoryCharlotte$181.3 million0
Fund Direct Advisors Inc.Greensboro$593.0 million0
Garden City Management, LLCCharlotte$343.8 million0
Gibert Wealth ManagementCharlotte$316.0 million0
Global Endowment Management, LPCharlotte$12.88 billion0
Gouws Capital LLCCharlotte$209.9 million0
Gragg FinancialShelby$215.4 million0
Graham PartnersAsheville$492.7 million0
Granada Wealth Management, LLCDavidson$171.4 million0
Granville Capital, Inc.Greensboro$1.37 billion0
Greenway Wealth Advisors, LLCCharlotte$184.5 million0
Guardian Wealth Advisors, LLCRaleigh$2.74 billion3
H. L. Ormond & Company, LLCGreenville$401.4 million0
Hale Partnership Capital Management, LLCCharlotte$788.3 million0
Halifax Investment Management, L.L.C.Raleigh$1.90 billion0
Hamilton Point Investment Advisors, LLCChapel Hill$1.21 billion0
Hatteras Investment Partners, LPRaleigh$114.8 million1
Hayden Harper Wealth Advisory, LLCCharlotte$171.1 million0
Hcg Fund Management LPRaleigh$347.3 million0
Hicks & Associates Wealth Management, LLCCary$119.6 million0
Hilltop Wealth Advisors, LLCChapel Hill$635.5 million1
Hobart WealthCharlotte$558.2 million0
Holcombe & McgrathAsheville$155.9 million0
Holderness Investments CoGreensboro$660.7 million0
Hollingsworth Avent Averre & Purvis, PaRaleigh$177.4 million0
Horizon Financial Services, LLCWinston-salem$262.4 million0
Horizon Investments LLCCharlotte$8.47 billion0
Horizons Wealth ManagementAsheville$258.2 million0
Hunter Street Investment Advisors LLCApex$166.4 million0
Ia Network, LLCCharlotte$199.5 million0
Ifc Core Investment Management LLCRaleigh$742.4 million0
Ifc Investment Management, LLCRaleigh$00
Independent Advisor Alliance, LLCCharlotte$17.23 billion0
Independent Wealth Advisors, LLCCary$195.3 million0
Indexperts, LLCCharlotte$100.9 million0
Innovation Partners LLCCharlotte$21.7 million0
Insight FoliosCharlotte$331.3 million0
Integrated Wealthcare, LLCDurham$218.2 million0
Integrative Planning, Inc.Cornelius$101.4 million1
Intercarolina Financial Services, Inc.Greensboro$85.4 million1
Investor Advisory GroupCharlotte$172.1 million0
Ip Financial Advisory Services LLCCharlotte$481.4 million0
Ironsides Asset Advisors, LLCRocky Mount$1.42 billion0
Joel Adams and Associates Inc.Asheville$305.6 million0
Kanbrick LLCCharlotte$362.2 million0
Kenneth Frenke & CoArden$206.5 million0
Kensington Financial Group, Inc.Winston-salem$169.5 million0
Kerusso Capital Management, LLCWinston-salem$222.4 million0
Kian Capital Partners, LLCCharlotte$1.10 billion0
Kucharo WealthCharlotte$123.7 million0
Kuhn Advisors, Inc.Durham$800.8 million0
Laurel Wealth Advisors, LLCCharlotte$1.11 billion0
Level Wealth Management LLCGreensboro$236.5 million0
Lewis Financial Management, LLCRaleigh$338.7 million0
Lifeplan GroupRaleigh$326.0 million0
Linden Thomas Advisory Services, LLCCharlotte$1.77 billion3
Live Oak Private Wealth, LLCWilmington$1.32 billion0
Lumina Wealth Management, LLCWilmington$240.2 million0
Lyon Wealth AdvisorsCharlotte$311.4 million0
Masonboro AdvisorsWilmington$206.5 million0
Mauney-pitt Financial Management, Inc.Shelby$418.0 million0
Mbl AdvisorsCharlotte$1.42 billion0
Milestone Investments, Inc.Charlotte$277.3 million0
Mill Capital Management, LLCConcord$1.49 billion0
Millbank Dartmoor Portsmouth LLCAsheville$263.2 million0
Modern Capital Advisors, LLCRaleigh$254.8 million3
Morgan Creek Capital Management, LLCChapel Hill$1.79 billion0
Muirfield Wealth Advisors LLCCharlotte$255.8 million0
NamcoaMooresville$404.3 million2
Naples Private Capital, LLCMooresville$01
New Republic PartnersCharlotte$3.03 billion0
Novare Capital ManagementCharlotte$1.92 billion0
Oak City Investment ConsultingWake Forest$1.43 billion0
Obp CapitalRocky Mount$168.8 million0
Octagon Asset Management, LLCCharlotte$221.2 million0
Old North State Wealth Management, LLCWilmington$452.6 million0
Old Peak FinanceChapel Hill$714.1 million0
Olde Raleigh Financial GroupRaleigh$00
Omnistar Financial Group, Inc.Wilmington$285.7 million0
Pamlico CapitalCharlotte$5.30 billion0
Passport Wealth ManagementCornelius$115.3 million0
Peace of Mind Wealth ManagementRaleigh$283.3 million0
Pendleton Financial Wealth ManagementRaleigh$160.0 million0
Phoenix Wealth Advisors Inc.Chapel Hill$641.4 million0
Physicians Financial Services, Inc.Raleigh$482.3 million0
Piedmont Capital Management, LLCGreenboro$495.6 million0
Pinafore Wealth Counsel Inc.Durham$173.6 million0
Plexus CapitalRaleigh$3.77 billion0
Portus Wealth Advisors, LLCCharlotte$204.1 million0
Powell WealthCornelius$229.2 million0
Private Wealth Management of North Carolina LLCHenderson$162.8 million0
Professional Wealth Management Services LLCStatesville$136.2 million0
Providence Capital Advisors, LLCCharlotte$1.07 billion0
Pursuit Wealth Strategies, LLCRaleigh$457.5 million0
Qhp Capital, L.P.Raleigh$4.57 billion0
Quantitative Process, LLCCharlotte$502.1 million0
Quest 10 Wealth Builders, Inc.Fuquay Varina$237.7 million0
Raleigh Capital Management Inc.Cary$397.8 million0
Reh Wealth Advisors LLCRaleigh$110.5 million0
Reichard Capital, LLCCharlotte$341.0 million0
Reliant Investment Partners, LLCPinehurst$268.3 million0
Ridgeline Wealth Advisors, LLC.Raleigh$189.0 million0
Ridgemont Partners Management, LLCCharlotte$10.26 billion0
Saber Capital Management LLCFuquay Varina$129.3 million0
Safe Harbor Family Capital, LLCChapel Hill$613.9 million0
Salem Investment Counselors IncWinston-salem$4.19 billion0
Sapere Wealth Management, LLCMatthews$604.8 million3
Scholar Financial Advising, LLCWinston-salem$00
Semmax Financial Advisors, Inc.Winston-salem$495.4 million0
Shah Capital ManagementRaleigh$768.0 million0
Sharpvue Capital, LLCRaleigh$465.2 million0
Sheets Smith Wealth ManagementWinston-salem$1.37 billion0
Shining Rock Advisors LLCAsheville$153.8 million0
Silverback Asset Management, LLCDurham$1.19 billion0
Silvercap PartnersCharlotte$00
Sledge and Company Wealth AdvisorsHigh Point$183.4 million0
Slp WealthDurham$63.7 million0
Smith Partners Wealth Management, LLCGreensboro$196.1 million0
Smith Salley Wealth ManagementGreensboro$2.89 billion0
Sound Financial Management, Inc.Raleigh$134.1 million0
Sparta Wealth PartnersCharlotte$315.8 million2
Spartan Planning GroupGreensboro$383.7 million0
Spp Management Services, LLCCharlotte$623.6 million0
Steele Creek Investment Management LLCCharlotte$1.74 billion0
Stepstone Private WealthCharlotte$17.93 billion0
Sterling Capital Management LLCCharlotte$69.23 billion1
Strategic Advisory PartnersGreensboro$191.4 million0
Strathmore Capital AdvisorsCharlotte$805.0 million0
Structural Solutions LLCChapel Hill$133.0 million0
Tagstone Capital, Inc.Charlotte$368.9 million0
Tannin Capital, LLCCharlotte$824.9 million1
Tar River Wealth Planning, LLCLouisburg$401.2 million0
Tarheel Advisors, LLCChapel Hill$137.8 million0
Tassel Capital Management, IncMatthews$266.0 million0
Terra WealthHigh Point$152.0 million0
Thayer Financial, L.L.C.Hickory$106.4 million0
The Breit GroupWrightsville Beach$131.6 million0
The Financial Legacy GroupCharlotte$107.3 million0
The Pines Wealth Management, LLCSouthern Pines$485.9 million0
The Wealth Group, LtdRaleigh$160.2 million0
Three Magnolias Financial AdvisorsWinston-salem$487.1 million1
Tilia Fiduciary Partners, Inc.Wilmington$403.7 million0
TimonierWinston-salem$450.3 million0
Tiverton Advisors, LLCRaleigh$2.14 billion0
Tolley Financial Group, LLCRaleigh$121.9 million0
Topsail Wealth Management LLCCharlotte$1.31 billion0
Townsend Asset Management Corp.Raleigh$479.6 million0
Tradewinds, LLCRaleigh$659.4 million0
Trg Capital Management, Inc.Raleigh$118.2 million0
Triangle Wealth ManagementRaleigh$1.29 billion0
Tricapital Wealth Management, Inc.Charlotte$132.7 million0
Truebridge Capital PartnersChapel Hill$11.24 billion0
Twin City Private Wealth, LLCWinston-salem$151.3 million0
Uwharrie Investment Advisors, Inc.Albemarle$337.8 million0
Variant PerceptionCharlotte$31.9 million3
Veratis Advisors, Inc.Cary$5.99 billion0
Verger Capital ManagementWinston-salem$3.28 billion0
Verity Asset ManagementDurham$1.15 billion4
Verum Partners LLCCharlotte$1.01 billion0
Vested FinanceDurham$00
Vn Capital Management, LLCGreensboro$63.0 million0
Wealthpoint AdvisorsCramerton$147.1 million0
Wealthshield Partners, LLCCary$1.27 billion0
Wedge Capital Management LLPCharlotte$8.13 billion0
Wells Fargo Investment Institute, Inc.Charlotte$43.00 billion12
Wells Financial Management, LLCAsheville$132.7 million0
West Financial Strategies, Inc.Sanford$121.0 million0
Westend Advisors, LLCCharlotte$1.87 billion0
Westhampton CapitalWinston-salem$238.5 million0
White Oak Financial Management, IncAsheville$143.5 million0
White Oak Wealth PartnersRaleigh$110.5 million0
Whitener Capital Management, IncRocky Mount$598.5 million0
Wms Advisors, LLCCharlotte$280.9 million0
Woodard & Co Asset Management Group IncBermuda Run$1.17 billion0
Woodward Financial Advisors, Inc.Chapel Hill$641.5 million0
Worth AdvisorsCharlotte$280.7 million0
Wsc & Company, LLCCharlotte$320.4 million0
Zuraw Financial Advisors, LLCGreensboro$519.9 million0